RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• M••••
- P•••••••• S••••••••• I••• BD affiliated currentsince Dec 8, 2025 · Lakewood, Oh
- P•• W••••• M••••••••• BD affiliatedMay 26, 2023 to Dec 10, 2025 · Parma, Oh
- P•••• S••••••••• L•• no RAUMFeb 2, 2022 to May 23, 2023 · Columbus, Oh
- P•• W••••• M••••••••• to P•••••••• S••••••••• I•••left Dec 10, 2025, registered Dec 8, 2025 (-2 days) · Affiliated broker-dealer or bank to another
- P•••• S••••••••• L•• to P•• W••••• M•••••••••left May 23, 2023, registered May 26, 2023 (3 days) · Affiliated broker-dealer or bank to another
- S••••• M•••• left P•• W••••• M••••••••• for P•••••••• S••••••••• I••• (registered 2025-12-08)Dec 10, 2025 · Advisor changed firm · fact
- S••••• M•••• left P•••• S••••••••• L•• for P•• W••••• M••••••••• (registered 2023-05-26)May 23, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address