DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Matthew Hall Worthington
Feed of 09/14/2026
At current firm
1 y
since Nov 1, 2024
In the industry
13 y
since Jun 1, 2013 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Cambridge Investment Research Advisors, Inc. BD affiliated currentsince Nov 1, 2024 · Kinston, Nc
- First Citizens Investor Services, Inc. BD affiliatedJun 28, 2022 to Oct 16, 2024 · Raleigh, Nc
- Securian Financial Services, Inc. formerDec 9, 2021 to Jun 8, 2022 · Midlothian, Va
Moves
a registration end followed by a registration begin elsewhere
- First Citizens Investor Services, Inc. to Cambridge Investment Research Advisors, Inc.left Oct 16, 2024, registered Nov 1, 2024 (16 days) · Affiliated broker-dealer or bank to another
- Securian Financial Services, Inc. to First Citizens Investor Services, Inc.left Jun 8, 2022, registered Jun 28, 2022 (20 days) · RIA to affiliated broker-dealer or bank
Signals
- Matthew Hall Worthington left First Citizens Investor Services, Inc. for Cambridge Investment Research Advisors, Inc. (registered 2024-11-01)Oct 16, 2024 · Advisor changed firm · fact
- Matthew Hall Worthington left Securian Financial Services, Inc. for First Citizens Investor Services, Inc. (registered 2022-06-28)Jun 8, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address