RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••• S•••••• wirehouse currentsince Jul 3, 2025 · Bethesda, Md
- T••••• A••••••• S•••••••• I••• BD affiliatedOct 16, 2023 to Jun 18, 2025 · Greenville, Nc
- M••••• S•••••• wirehouseApr 21, 2022 to Aug 11, 2023 · Bethesda, Md
- T••••• A••••••• S•••••••• I••• to M••••• S••••••left Jun 18, 2025, registered Jul 3, 2025 (15 days) · Affiliated broker-dealer or bank to wirehouse
- M••••• S•••••• to T••••• A••••••• S•••••••• I•••left Aug 11, 2023, registered Oct 16, 2023 (66 days) · Wirehouse to affiliated broker-dealer or bank
- Z•••••• G• G•••••• left T••••• A••••••• S•••••••• I••• for M••••• S•••••• (registered 2025-07-03)Jun 18, 2025 · Advisor changed firm · fact
- Z•••••• G• G•••••• left M••••• S•••••• for T••••• A••••••• S•••••••• I••• (registered 2023-10-16)Aug 11, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address