RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• H• M••••
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Jun 23, 2025 · Hunt Valley, Md
- P•• W••••• M••••••••• BD affiliatedMay 12, 2023 to Feb 12, 2025 · Ellicot City, Md
- J••• M••••• S••••••••• L•• wirehouseNov 17, 2022 to May 7, 2023 · Towson, Md
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 29, 2022 to Sep 23, 2022 · New York, Ny
- P•• W••••• M••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Feb 12, 2025, registered Jun 23, 2025 (131 days) · Affiliated broker-dealer or bank to wirehouse
- J••• M••••• S••••••••• L•• to P•• W••••• M•••••••••left May 7, 2023, registered May 12, 2023 (5 days) · Wirehouse to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Sep 23, 2022, registered Nov 17, 2022 (55 days) · Wirehouse to wirehouse
- J•••••• H• M•••• left P•• W••••• M••••••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2025-06-23)Feb 12, 2025 · Advisor changed firm · fact
- J•••••• H• M•••• left J••• M••••• S••••••••• L•• for P•• W••••• M••••••••• (registered 2023-05-12)May 7, 2023 · Advisor changed firm · fact
- J•••••• H• M•••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for J••• M••••• S••••••••• L•• (registered 2022-11-17)Sep 23, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address