DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

K•••• M•••

P•••••• A•••••• G••••• L••BD affiliatedRichmond, Va IA-onlyIAPD 7434493

Feed of 09/14/2026

At current firm

0 y

since Jun 26, 2026

In the industry

10 y

since Mar 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P•••••• A•••••• G••••• L•• BD affiliated current
since Jun 26, 2026 · Richmond, Va
M•••••• A•••••• N•••••• BD affiliated
Jun 5, 2023 to Jun 26, 2026 · Richmond, Va
S••••••• F•••••••• S•••••••• I••• former
Jun 15, 2022 to Jun 9, 2023 · Richmond, Va

Moves

a registration end followed by a registration begin elsewhere

M•••••• A•••••• N•••••• to P•••••• A•••••• G••••• L••
left Jun 26, 2026, registered Jun 26, 2026 (0 days) · corporate re-registration, not a move
S••••••• F•••••••• S•••••••• I••• to M•••••• A•••••• N••••••
left Jun 9, 2023, registered Jun 5, 2023 (-4 days) · RIA to affiliated broker-dealer or bank · moved with a team

Signals

K•••• M•••, registered through P•••••• A•••••• G••••• L•• (Morristown, NJ), is a direct owner of Watch Hill Financial Inc, an adviser first registered 2026-08-06; in 2023-2025, 171 of 213 such owners registered at this class of firm moved to the new adviser within a year, median 75 days after the filing
Aug 6, 2026 · a•••••• owns new adviser · fact
K•••• M••• left S••••••• F•••••••• S•••••••• I••• for M•••••• A•••••• N•••••• (registered 2023-06-05)
Jun 9, 2023 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address