DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• A••••• S••••••

T••••• C•••••• M••••••••• L••independent RIAOdessa, Fl IA-onlyIAPD 7439631

Feed of 09/14/2026

Also filed as J•••• A••••• S••••••

At current firm

0 y

since Jun 25, 2026

In the industry

11 y

since Aug 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T••••• C•••••• M••••••••• L•• independent RIA current
since Jun 25, 2026 · Fort Washington, Pa
O••••• W••••• G••••• L•• independent RIA
Apr 16, 2025 to May 14, 2026 · Orlando, Fl
W••••• W••••• M••••••••• C••••••• A• L•••••• L•••••••• C•••••• independent RIA
May 12, 2023 to Feb 4, 2025 · Tampa, Fl
P•••• W••••• A••••••• L•• independent RIA
Feb 19, 2023 to May 23, 2023 · Tampa, Fl
W•••• F•••• A••••••• wirehouse
Dec 14, 2021 to Jan 31, 2023 · Daphne, Al

Moves

a registration end followed by a registration begin elsewhere

O••••• W••••• G••••• L•• to T••••• C•••••• M••••••••• L••
left May 14, 2026, registered Jun 25, 2026 (42 days) · RIA to RIA
W••••• W••••• M••••••••• C••••••• A• L•••••• L•••••••• C•••••• to O••••• W••••• G••••• L••
left Feb 4, 2025, registered Apr 16, 2025 (71 days) · RIA to RIA
P•••• W••••• A••••••• L•• to W••••• W••••• M••••••••• C••••••• A• L•••••• L•••••••• C••••••
left May 23, 2023, registered May 12, 2023 (-11 days) · RIA to RIA
W•••• F•••• A••••••• to P•••• W••••• A••••••• L••
left Jan 31, 2023, registered Feb 19, 2023 (19 days) · Wirehouse to independent RIA

Signals

J•••• A••••• S•••••• left O••••• W••••• G••••• L•• for T••••• C•••••• M••••••••• L•• (registered 2026-06-25)
May 14, 2026 · Advisor changed firm · fact
J•••• A••••• S•••••• left W••••• W••••• M••••••••• C••••••• A• L•••••• L•••••••• C•••••• for O••••• W••••• G••••• L•• (registered 2025-04-16)
Feb 4, 2025 · Advisor changed firm · fact
J•••• A••••• S•••••• left P•••• W••••• A••••••• L•• for W••••• W••••• M••••••••• C••••••• A• L•••••• L•••••••• C•••••• (registered 2023-05-12)
May 23, 2023 · Advisor changed firm · fact
J•••• A••••• S•••••• left W•••• F•••• A••••••• for P•••• W••••• A••••••• L•• (registered 2023-02-19)
Jan 31, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address