RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• T• E••••••
- R•••• A•••••••• L•• independent RIA currentsince Apr 29, 2025 · Mclean, Va
- C••••• P••••••• P••••••• independent RIASep 11, 2024 to Apr 21, 2025 · Austin, Tx
- P•••••• W••••• M••••••••• L•• formerOct 19, 2021 to Sep 17, 2024 · Colorado Springs, Co
- C••••• P••••••• P••••••• to R•••• A•••••••• L••left Apr 21, 2025, registered Apr 29, 2025 (8 days) · RIA to RIA
- P•••••• W••••• M••••••••• L•• to C••••• P••••••• P•••••••left Sep 17, 2024, registered Sep 11, 2024 (-6 days) · RIA to RIA
- S•••••• T• E•••••• left C••••• P••••••• P••••••• for R•••• A•••••••• L•• (registered 2025-04-29)Apr 21, 2025 · Advisor changed firm · fact
- S•••••• T• E•••••• left P•••••• W••••• M••••••••• L•• for C••••• P••••••• P••••••• (registered 2024-09-11)Sep 17, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address