DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Adam Hicks
Certified Financial Planner
Feed of 09/14/2026
Also filed as Adam Scott Hicks
At current firm
1 y
since Jun 8, 2025
In the industry
12 y
since Aug 1, 2014 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
n/a
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Empower Advisory Group, LLC BD affiliated currentsince Jun 8, 2025 · Sparks, Nv
- Fulcrum Capital, LLC independent RIAMay 5, 2022 to May 15, 2025 · Seattle, Wa
- Tci Wealth Advisors, Inc. independent RIAJan 24, 2022 to Apr 14, 2022 · Reno, Nv
Moves
a registration end followed by a registration begin elsewhere
- Fulcrum Capital, LLC to Empower Advisory Group, LLCleft May 15, 2025, registered Jun 8, 2025 (24 days) · RIA to affiliated broker-dealer or bank
- Tci Wealth Advisors, Inc. to Fulcrum Capital, LLCleft Apr 14, 2022, registered May 5, 2022 (21 days) · RIA to RIA
Signals
- Adam Hicks left Fulcrum Capital, Llc for Empower Advisory Group, Llc (registered 2025-06-08)May 15, 2025 · Advisor changed firm · fact
- Adam Hicks left Tci Wealth Advisors, Inc. for Fulcrum Capital, Llc (registered 2022-05-05)Apr 14, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address