DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Fulcrum Capital, LLC
Latest filing Mar 25, 2026
First filing on the tape Mar 6, 2012 · 29 filings
SEC status approved since Oct 23, 2007
RAUM
$1.1B
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
71%
$768M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$154M
derived; firm RAUM over IAPD count
Employees
13
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$1.1B as of Mar 25, 2026
Mar 6, 2012$161M then
HNW client RAUM$768M as of Mar 25, 2026
Mar 29, 2018$418M then
State-registered IARs (5.B.3)8 as of Mar 25, 2026
Mar 6, 20120 then
Employees (5.A)13 as of Mar 25, 2026
Feb 15, 20133 then
Private funds: no history
RAUM +10% over the last fiscal year+13% a year over threeIARs 7 to 8
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $154MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.6MderivedHNW RAUM over HNW clients
- Average account
- $1.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 19%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.9derivedItem 5.A over advisors
- Advisors per office
- 7.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +10%derivedbetween the last two annual amendments
- Advisor growth, one year
- +14%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Custody
- $3.4M, 102 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$768M71%
- Charitable organizations$203M19%
- Corporations and businesses$104M9.7%
- Individual clients
- n/areported
- HNW clients
- 296reported
- Pension plan clients
- n/areported
- Charitable clients
- 18reported
- Accounts
- 667reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $3.4M for 102 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.71 fund_share=0.0 institutional_share=0.19 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Janet Maria WelcherCertified Financial Planner | Seattle, Wa | Mar 12, 2015 | 25 y | 2 |
| Michelle Aimee MathieuChartered Financial Analyst | Seattle, Wa | Jan 14, 2017 | 24 y | 2 |
| Kathryn Haggitt FisherCertified Financial Planner | Seattle, Wa | Mar 19, 2020 | 19 y | 1 |
| Hans Martin KrippaehneChartered Financial Analyst | Seattle, Wa | Feb 27, 2022 | 12 y | 0 |
| David Bruce LimogesCertified Financial Planner | Seattle, Wa | Jul 15, 2025 | 12 y | 1 |
| Lev Logan MarcusChartered Financial Analyst | Seattle, Wa | Jan 7, 2026 | 13 y | 0 |
| Taylor Nicole BohotCertified Financial Planner | Seattle, Wa | Mar 12, 2026 | 13 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount3 left over 36 months
Left, latest
- Brander Lee Richmond to First Washington CorporationAug 4, 2025 · RIA to RIA
- Adam Hicks to Empower Advisory Group, LLCMay 15, 2025 · RIA to affiliated broker-dealer or bank
- Jeremy Robert Williamson to Commonwealth Financial NetworkJan 7, 2025 · RIA to affiliated broker-dealer or bank
- Alissa Jess Wright to Coldstream Wealth ManagementJan 18, 2023 · RIA to RIA
- John Robert Richmond to Alliancebernstein L.P.Sep 9, 2022 · Other
- James Howard Dockens to U.S. Bancorp Investments, Inc.Jun 12, 2017 · Other
Joined, latest
- Taylor Nicole Bohot from Ameriprise Financial Services, LLCMar 12, 2026 · Affiliated broker-dealer or bank to independent RIA
- David Bruce Limoges from Emerald Advisors, LLCJul 15, 2025 · RIA to RIA
- Jeremy Robert Williamson from Apella WealthJan 19, 2023 · RIA to RIA
- Brander Lee Richmond from Coldstream Wealth ManagementAug 26, 2022 · RIA to RIA
- Adam Hicks from Tci Wealth Advisors, Inc.May 5, 2022 · RIA to RIA
- Alissa Jess Wright from Coldstream Wealth ManagementAug 11, 2021 · RIA to RIA
- Kathryn Haggitt Fisher from Threadline WealthMar 19, 2020 · RIA to RIA
- John Robert Richmond from LnwAug 1, 2019 · RIA to RIA
- Michelle Aimee Mathieu from Coldstream Wealth ManagementJan 14, 2017 · Other
- James Howard Dockens from E*Trade Capital Management, LLCNov 3, 2015 · Other
- Janet Maria Welcher from Badgley Phelps Wealth ManagersMar 12, 2015 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Aimee Michelle Mathieu · Managing Member & Ceocontrolsince 01/2022 · owns 25% to 50%
- Maria Janet Welcher · Managing Member & Managing Directorcontrolsince 04/2015 · owns 25% to 50%
- A Matthew Wilkins · Chief Compliance Officer, Managing Member, Coocontrolsince 03/2021 · owns 10% to 25%
- Haggitt Kathryn Fisher · Chief Wealth Strategistsince 01/2024 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Seattle, Wa · principal | 7 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 632 to 667Mar 19, 2025 to Mar 25, 2026
- Advisory employees · 7 to 8Mar 19, 2025 to Mar 25, 2026
- Charity clients · 14 to 18Mar 19, 2025 to Mar 25, 2026
- Corporate clients · 14 to 15Mar 19, 2025 to Mar 25, 2026
- HNW clients · 223 to 296Mar 19, 2025 to Mar 25, 2026
- Assets in custody · $2.3M to $3.4MMar 19, 2025 to Mar 25, 2026
- Employees · 12 to 13Mar 19, 2025 to Mar 25, 2026
- State-registered IARs · 7 to 8Mar 19, 2025 to Mar 25, 2026
- Discretionary RAUM · $945M to $1.0BMar 19, 2025 to Mar 25, 2026
- HNW RAUM · $676M to $768MMar 19, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $30.5M to $31.0MMar 19, 2025 to Mar 25, 2026
- RAUM · $976M to $1.1BMar 19, 2025 to Mar 25, 2026
- Accounts · 545 to 632Mar 15, 2024 to Mar 19, 2025
- Advisory employees · 8 to 7Mar 15, 2024 to Mar 19, 2025
- Charity clients · 15 to 14Mar 15, 2024 to Mar 19, 2025
- Corporate clients · 13 to 14Mar 15, 2024 to Mar 19, 2025
- HNW clients · 236 to 223Mar 15, 2024 to Mar 19, 2025
- Assets in custody · $3.1M to $2.3MMar 15, 2024 to Mar 19, 2025
- Employees · 11 to 12Mar 15, 2024 to Mar 19, 2025
- Financial planning clients · 51-100 to 51-100Mar 15, 2024 to Mar 19, 2025
- State-registered IARs · 8 to 7Mar 15, 2024 to Mar 19, 2025
- Discretionary RAUM · $810M to $945MMar 15, 2024 to Mar 19, 2025
- HNW RAUM · $561M to $676MMar 15, 2024 to Mar 19, 2025
- Non-discretionary RAUM · $37.1M to $30.5MMar 15, 2024 to Mar 19, 2025
- RAUM · $847M to $976MMar 15, 2024 to Mar 19, 2025
- Accounts · 502 to 545Feb 7, 2024 to Mar 15, 2024
- Charity clients · 14 to 15Feb 7, 2024 to Mar 15, 2024
- Corporate clients · 12 to 13Feb 7, 2024 to Mar 15, 2024
- HNW clients · 213 to 236Feb 7, 2024 to Mar 15, 2024
- Assets in custody · $3.1M to $3.1MFeb 7, 2024 to Mar 15, 2024
- Discretionary RAUM · $718M to $810MFeb 7, 2024 to Mar 15, 2024
- HNW RAUM · $465M to $561MFeb 7, 2024 to Mar 15, 2024
- Non-discretionary RAUM · $28.1M to $37.1MFeb 7, 2024 to Mar 15, 2024
- RAUM · $746M to $847MFeb 7, 2024 to Mar 15, 2024
- Employees · 12 to 11Mar 27, 2023 to Feb 7, 2024
- Accounts · 473 to 502Mar 28, 2022 to Mar 27, 2023
- Charity clients · 13 to 14Mar 28, 2022 to Mar 27, 2023
- Corporate clients · 14 to 12Mar 28, 2022 to Mar 27, 2023
- HNW clients · 202 to 213Mar 28, 2022 to Mar 27, 2023
- Assets in custody · $8.7M to $3.1MMar 28, 2022 to Mar 27, 2023
Signals
9 dated events
- Brander Lee Richmond left Fulcrum Capital, Llc for First Washington Corporation (registered 2025-09-15)Aug 4, 2025 · Advisor changed firm · fact
- Adam Hicks left Fulcrum Capital, Llc for Empower Advisory Group, Llc (registered 2025-06-08)May 15, 2025 · Advisor changed firm · fact
- Jeremy Robert Williamson left Fulcrum Capital, Llc for Commonwealth Financial Network (registered 2024-12-21)Jan 7, 2025 · Advisor changed firm · fact
- Berube Darcy Johnson (Managing Member) no longer on Schedule A of Fulcrum Capital, Llc (listed 2023-03-27, absent 2024-02-07)Feb 7, 2024 · Control person left · inference
- Alissa Jess Wright left Fulcrum Capital, Llc for Coldstream Wealth Management (registered 2023-02-01)Jan 18, 2023 · Advisor changed firm · fact
- John Robert Richmond left Fulcrum Capital, Llc for Alliancebernstein L.P. (registered 2023-01-24)Sep 9, 2022 · Advisor changed firm · fact
- Fulcrum Capital, Llc reported RAUM $909.8M, up 31% from $694.8M (2022-02-11 to 2022-03-28)Mar 28, 2022 · RAUM change · derived
- A Matthew Wilkins (Chief Compliance Officer) appeared on Schedule A of Fulcrum Capital, LlcMar 29, 2021 · Control person joined · fact
- Fulcrum Capital, Llc reported RAUM $575.8M, up 38% from $418.6M (2019-05-01 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Fulcrum Capital, LLC · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business phone
- 206-223-9790reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/FULCRUM-CAPITAL-LLCreportedpublic record, Form ADV, Sep 17, 2026
- Website
- FULCRUMCAPLLC.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 206-223-9790reportedpublic record, Form ADV, Mar 25, 2026
- Contact form
- fulcrumcapllc.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $154Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026