RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••• T•••••• F••
- D••••••••• F••• A••••••• L• asset manager currentsince Jan 13, 2025 · Austin, Tx
- V••••••• A•••••••• I••• BD affiliatedAug 25, 2022 to Jan 10, 2025 · Charlotte, Nc
- M••••• L•• independent RIAOct 6, 2021 to Jun 2, 2022 · Radnor, Pa
- V••••••• A•••••••• I••• to D••••••••• F••• A••••••• L•left Jan 10, 2025, registered Jan 13, 2025 (3 days) · Other
- M••••• L•• to V••••••• A•••••••• I•••left Jun 2, 2022, registered Aug 25, 2022 (84 days) · RIA to affiliated broker-dealer or bank
- G•••• T•••••• F•• left V••••••• A•••••••• I••• for D••••••••• F••• A••••••• L• (registered 2025-01-13)Jan 10, 2025 · Advisor changed firm · fact
- G•••• T•••••• F•• left M••••• L•• for V••••••• A•••••••• I••• (registered 2022-08-25)Jun 2, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address