R••• D•••••

W•••• F•••• A•••••••wirehouseWest Des Moines, Iadual registrantIAPD 7448976

Feed of 09/14/2026

Also filed as R••• J•••• D••••••••• J• D•••••

At current firm

0 y

since Dec 18, 2025

In the industry

13 y

since Feb 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Dec 18, 2025 · West Des Moines, Ia
J••• M••••• S••••••••• L•• wirehouse
Jul 16, 2023 to Jul 17, 2025 · West Des Moines, Ia
W•••• F•••• A••••••• wirehouse
Nov 20, 2022 to Jun 15, 2023 · West Des Moines, Ia

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••
left Jul 17, 2025, registered Dec 18, 2025 (154 days) · Wirehouse to wirehouse
W•••• F•••• A••••••• to J••• M••••• S••••••••• L••
left Jun 15, 2023, registered Jul 16, 2023 (31 days) · Wirehouse to wirehouse

Signals

••• Locked
Jul 17, 2025 · Advisor changed firm · fact
••• Locked
Jun 15, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address