DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R•••••• S••••

J••• M••••• S••••••••• L••wirehouseFort Worth, Txdual registrantIAPD 7464343

Feed of 09/14/2026

Also filed as R•••••• Wayne S••••

At current firm

0 y

since Aug 18, 2026

In the industry

14 y

since Aug 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since Aug 18, 2026 · Fort Worth, Tx
T••••••• T••••••••• A••••••• independent RIA
Jan 14, 2026 to Sep 2, 2026 · Fort Worth, Tx
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Feb 29, 2024 to Jan 15, 2026 · Fort Worth, Tx
T••••••• I••••••••• M••••••••• I••• BD affiliated
Aug 22, 2023 to Feb 21, 2024 · Minneapolis, Mn

Moves

a registration end followed by a registration begin elsewhere

T••••••• T••••••••• A••••••• to J••• M••••• S••••••••• L••
left Sep 2, 2026, registered Aug 18, 2026 (-15 days) · RIA to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T••••••• T••••••••• A•••••••
left Jan 15, 2026, registered Jan 14, 2026 (-1 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
T••••••• I••••••••• M••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Feb 21, 2024, registered Feb 29, 2024 (8 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team

Signals

R•••••• S•••• left T••••••• T••••••••• A••••••• for J••• M••••• S••••••••• L•• (registered 2026-08-18)
Sep 2, 2026 · Advisor changed firm · fact
R•••••• S•••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for T••••••• T••••••••• A••••••• (registered 2026-01-14)
Jan 15, 2026 · Advisor changed firm · fact
R•••••• S•••• left T••••••• I••••••••• M••••••••• I••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2024-02-29)
Feb 21, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address