RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• J••• M••••••••
- R•••••••• A•••• M••••••••• BD affiliated currentsince Mar 2, 2026 · Menlo Park, Ca
- F••••• I••••••••• independent RIAMay 15, 2024 to Aug 26, 2025 · Plano, Tx
- E••••• J•••• national BDMay 20, 2023 to Apr 25, 2024 · St. Louis, Mo
- F••••• I••••••••• to R•••••••• A•••• M•••••••••left Aug 26, 2025, registered Mar 2, 2026 (188 days) · RIA to affiliated broker-dealer or bank
- E••••• J•••• to F••••• I•••••••••left Apr 25, 2024, registered May 15, 2024 (20 days) · Affiliated broker-dealer or bank to independent RIA
- M•••••• J••• M•••••••• left F••••• I••••••••• for R•••••••• A•••• M••••••••• (registered 2026-03-02)Aug 26, 2025 · Advisor changed firm · fact
- M•••••• J••• M•••••••• left E••••• J•••• for F••••• I••••••••• (registered 2024-05-15)Apr 25, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address