RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••• S•••••• wirehouse currentsince Jul 16, 2025 · Oak Brook, Il
- G•••••••• F•••••••• G••••• L•• independent RIAApr 4, 2024 to Jun 17, 2025 · Oakbrook Terrace, Il
- E••••• J•••• national BDNov 6, 2023 to Jan 29, 2024 · Bloomingdale, Il
- G•••••••• F•••••••• G••••• L•• to M••••• S••••••left Jun 17, 2025, registered Jul 16, 2025 (29 days) · RIA to wirehouse
- E••••• J•••• to G•••••••• F•••••••• G••••• L••left Jan 29, 2024, registered Apr 4, 2024 (66 days) · Affiliated broker-dealer or bank to independent RIA
- C•••••• D•••• left G•••••••• F•••••••• G••••• L•• for M••••• S•••••• (registered 2025-07-16)Jun 17, 2025 · Advisor changed firm · fact
- C•••••• D•••• left E••••• J•••• for G•••••••• F•••••••• G••••• L•• (registered 2024-04-04)Jan 29, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address