RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••• G•••••
- C••••• P••••••• L•• independent RIA currentsince Feb 5, 2026 · San Francisco, Ca
- F•••••••• C•••••• M••••••••• L•• independent RIAAug 22, 2023 to Jan 14, 2026 · San Francisco, Ca
- P•••••••• W•••••• L•• formerDec 23, 2021 to Feb 27, 2023 · San Francisco, Ca
- F•••••••• C•••••• M••••••••• L•• to C••••• P••••••• L••left Jan 14, 2026, registered Feb 5, 2026 (22 days) · RIA to RIA
- P•••••••• W•••••• L•• to F•••••••• C•••••• M••••••••• L••left Feb 27, 2023, registered Aug 22, 2023 (176 days) · RIA to RIA
- D•••••• G••••• left F•••••••• C•••••• M••••••••• L•• for C••••• P••••••• L•• (registered 2026-02-05)Jan 14, 2026 · Advisor changed firm · fact
- D•••••• G••••• left P•••••••• W•••••• L•• for F•••••••• C•••••• M••••••••• L•• (registered 2023-08-22)Feb 27, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address