RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••••• D•••• B••••••••
- E••••• J•••• national BD currentsince Jan 22, 2026 · Alma, Mi
- W••••••••• A••••• A••••••• independent RIASep 26, 2024 to Apr 18, 2025 · Lansing, Mi
- R•••••• W••••• independent RIAOct 24, 2022 to Mar 13, 2024 · Lansing, Mi
- W••••••••• A••••• A••••••• to E••••• J••••left Apr 18, 2025, registered Jan 22, 2026 (279 days) · RIA to affiliated broker-dealer or bank
- R•••••• W••••• to W••••••••• A••••• A•••••••left Mar 13, 2024, registered Sep 26, 2024 (197 days) · RIA to RIA
- B••••••• D•••• B•••••••• left W••••••••• A••••• A••••••• for E••••• J•••• (registered 2026-01-22)Apr 18, 2025 · Advisor changed firm · fact
- B••••••• D•••• B•••••••• left R•••••• W••••• for W••••••••• A••••• A••••••• (registered 2024-09-26)Mar 13, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address