DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W••••••••• A••••• A•••••••
Legal name W••••••••• A••••• A•••••••• L••
Latest filing May 14, 2026
First filing on the tape Mar 4, 2020 · 22 filings
SEC status approved since Apr 17, 2020
RAUM
$337M
reported, Item 5.F
Discretionary
94%
of RAUM
Private clients
89%
$301M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$42.1M
derived; firm RAUM over IAPD count
Employees
11
9 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$337M as of May 14, 2026
Mar 15, 2021$160M then
HNW client RAUM$157M as of May 14, 2026
Mar 15, 2021$40.0M then
State-registered IARs (5.B.3)8 as of May 14, 2026
Mar 15, 20214 then
Employees (5.A)11 as of May 14, 2026
Mar 15, 20215 then
Private funds: no history
RAUM +18% over the last fiscal year+21% a year over threeIARs 7 to 8
Practice profile
derived from the filing of May 14, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $42.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 83derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $235,299derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 94%derivedof RAUM
- Institutional
- 9.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 4.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +14%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -0.2%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, educational seminars, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$157M47%
- Individuals$144M43%
- Pension and profit-sharing plans$22.9M6.8%
- Charitable organizations$9.2M2.7%
- Corporations and businesses$3.4M1.0%
- Individual clients
- 579reported
- HNW clients
- 83reported
- Pension plan clients
- 19reported
- Charitable clients
- 4reported
- Accounts
- 1,432reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.89 fund_share=0.0 institutional_share=0.1 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A••••• J••• B•••••Certified Financial Planner | Lansing, Mi | Apr 18, 2020 | 12 y | 1 |
| R••••• D•••• L•••••••• | Lansing, Mi | Apr 20, 2020 | 20 y | 2 |
| N••••••• B•••••• P•••Certified Financial Planner | Lansing, Mi | Apr 20, 2020 | 24 y | 2 |
| B•••• M•••••• K•••••••Certified Financial Planner | Lansing, Mi | Mar 16, 2021 | 13 y | 1 |
| D•••• M•••••• R•••••• | Lansing, Mi | May 2, 2024 | 24 y | 1 |
| B•••••• W•••••Certified Financial Planner | Lansing, Mi | Jun 4, 2024 | 9 y | 0 |
| J•••• P•••••• H••••• | Lansing, Mi | Jan 3, 2025 | 24 y | 1 |
| D•••• D•••••• | Lansing, Mi | Jan 22, 2026 | 21 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- B••••••• D•••• B•••••••• to E••••• J••••Apr 18, 2025 · RIA to affiliated broker-dealer or bank
Joined, latest
- D•••• D•••••• from P•••••••• S••••••••• I•••Jan 22, 2026 · Affiliated broker-dealer or bank to independent RIA
- J•••• P•••••• H••••• from F••••••••• L••Jan 3, 2025 · Other
- B••••••• D•••• B•••••••• from R•••••• W•••••Sep 26, 2024 · RIA to RIA
- D•••• M•••••• R•••••• from S••May 2, 2024 · Affiliated broker-dealer or bank to independent RIA
- B•••• M•••••• K••••••• from P•••••••• S••••••••• I•••Mar 16, 2021 · Affiliated broker-dealer or bank to independent RIA
- N••••••• B•••••• P••• from P•••••••• S••••••••• I•••Apr 20, 2020 · Affiliated broker-dealer or bank to independent RIA
- R••••• D•••• L•••••••• from P•••••••• S••••••••• I•••Apr 20, 2020 · Affiliated broker-dealer or bank to independent RIA
- A••••• J••• B••••• from P•••••••• S••••••••• I•••Apr 18, 2020 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from P•••••••• S••••••••• I•••Apr 27, 2020 · Lansing, Mi
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••• A•••••• J••• · Partnercontrolsince 01/2020 · owns 5% to 10%
- K•••••••• B••••• M•••••• · Partnercontrolsince 01/2022 · owns 5% to 10%
- L••••••••• R•••••• D•••• · Partnercontrolsince 02/2016 · owns 25% to 50%
- P•••• N•••••••• B•••••• · Partnercontrolsince 02/2016 · owns 25% to 50%
- W••••• A•••••• R••• · Ccosince 03/2024 · owns less than 5%
Related persons
Schedule D 7.A
- W••••••••• A••••• V•••••••• L••pooled vehicle sponsorn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Lansing, Mi · principal | 8 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Northville, MI1 employees
What changed
consecutive filings, newest first
- Employees · 10 to 11Mar 26, 2026 to May 14, 2026
- Accounts · 1,348 to 1,432Nov 14, 2025 to Mar 26, 2026
- Advisory employees · 7 to 9Nov 14, 2025 to Mar 26, 2026
- Advisory activities · 3 to 4Nov 14, 2025 to Mar 26, 2026
- HNW clients · 70 to 83Nov 14, 2025 to Mar 26, 2026
- Individual clients · 593 to 579Nov 14, 2025 to Mar 26, 2026
- Pension plan clients · 15 to 19Nov 14, 2025 to Mar 26, 2026
- Employees · 8 to 10Nov 14, 2025 to Mar 26, 2026
- State-registered IARs · 7 to 8Nov 14, 2025 to Mar 26, 2026
- Discretionary RAUM · $267M to $318MNov 14, 2025 to Mar 26, 2026
- HNW RAUM · $125M to $157MNov 14, 2025 to Mar 26, 2026
- Individual RAUM · $132M to $144MNov 14, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $19.6M to $18.9MNov 14, 2025 to Mar 26, 2026
- Pension RAUM · $19.2M to $22.9MNov 14, 2025 to Mar 26, 2026
- RAUM · $287M to $337MNov 14, 2025 to Mar 26, 2026
- Accounts · 1,164 to 1,348Sep 13, 2024 to Apr 18, 2025
- Advisory employees · 8 to 7Sep 13, 2024 to Apr 18, 2025
- Charity clients · 3 to 4Sep 13, 2024 to Apr 18, 2025
- Corporate clients · 2 to 4Sep 13, 2024 to Apr 18, 2025
- HNW clients · 55 to 70Sep 13, 2024 to Apr 18, 2025
- Individual clients · 540 to 593Sep 13, 2024 to Apr 18, 2025
- Pension plan clients · 11 to 15Sep 13, 2024 to Apr 18, 2025
- Employees · 9 to 8Sep 13, 2024 to Apr 18, 2025
- Financial planning clients · 101-250 to 101-250Sep 13, 2024 to Apr 18, 2025
- Discretionary RAUM · $217M to $267MSep 13, 2024 to Apr 18, 2025
- HNW RAUM · $94.6M to $125MSep 13, 2024 to Apr 18, 2025
- Individual RAUM · $112M to $132MSep 13, 2024 to Apr 18, 2025
- Non-discretionary RAUM · $7.1M to $19.6MSep 13, 2024 to Apr 18, 2025
- Pension RAUM · $8.2M to $19.2MSep 13, 2024 to Apr 18, 2025
- RAUM · $224M to $287MSep 13, 2024 to Apr 18, 2025
- Advisory employees · 7 to 8Aug 7, 2024 to Sep 13, 2024
- Employees · 8 to 9Aug 7, 2024 to Sep 13, 2024
- Advisory employees · 6 to 7May 2, 2024 to Aug 7, 2024
- State-registered IARs · 6 to 7May 2, 2024 to Aug 7, 2024
- Advisory employees · 4 to 6Mar 21, 2024 to May 2, 2024
- Employees · 6 to 8Mar 21, 2024 to May 2, 2024
- State-registered IARs · 4 to 6Mar 21, 2024 to May 2, 2024
- Accounts · 1,141 to 1,164Mar 28, 2023 to Mar 15, 2024
- HNW clients · 46 to 55Mar 28, 2023 to Mar 15, 2024
- Individual clients · 481 to 540Mar 28, 2023 to Mar 15, 2024
Signals
3 dated events
- B••••••• D•••• B•••••••• left W••••••••• A••••• A••••••• for E••••• J•••• (registered 2026-01-22)Apr 18, 2025 · Advisor changed firm · fact
- Michael Brian Klemczak (Partner) appeared on Schedule A of W••••••••• A••••• A•••••••Mar 28, 2023 · Control person joined · fact
- W••••••••• A••••• A••••••• filed its initial SEC registration (Form ADV)Mar 4, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@waadvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 844-678-1842reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/washington-avenue-advisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- waadvisors.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 844-678-1842reportedpublic record, Form ADV, May 14, 2026
- Contact form
- waadvisors.com/contact-3reportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- waadvisors.com/team-3reportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $42.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026