RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• L••• H•••
- P••••••• C•••••• A•••••••• L•• state registered currentsince Aug 5, 2025 · Cocoa, Fl
- A• W••••• M••••••••• L•• BD affiliatedAug 25, 2023 to May 15, 2024 · Cocoa, Fl
- S•••• I••••• S••••••••• L•• independent RIAJan 14, 2022 to Jul 31, 2023 · Fort Lauderdale, Fl
- A• W••••• M••••••••• L•• to P••••••• C•••••• A•••••••• L••left May 15, 2024, registered Aug 5, 2025 (447 days) · RIA to a state-registered adviser
- S•••• I••••• S••••••••• L•• to A• W••••• M••••••••• L••left Jul 31, 2023, registered Aug 25, 2023 (25 days) · RIA to affiliated broker-dealer or bank
- A••••• L••• H••• left A• W••••• M••••••••• L•• for P••••••• C•••••• A•••••••• L•• (registered 2025-08-05)May 15, 2024 · Advisor changed firm · fact
- A••••• L••• H••• left S•••• I••••• S••••••••• L•• for A• W••••• M••••••••• L•• (registered 2023-08-25)Jul 31, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address