RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••••• M•••• R•••••
- G••••••• W••••• M••••••••• BD affiliated currentsince Sep 2, 2025 · Sayre, Pa
- L•• F•••••••• L•• BD affiliatedApr 5, 2023 to Sep 2, 2025 · Sayre, Pa
- G•••• P•••• A•••••••• L•• formerJan 3, 2023 to Mar 7, 2023 · Troy, Pa
- L•• F•••••••• L•• to G••••••• W••••• M•••••••••left Sep 2, 2025, registered Sep 2, 2025 (0 days) · Affiliated broker-dealer or bank to another
- G•••• P•••• A•••••••• L•• to L•• F•••••••• L••left Mar 7, 2023, registered Apr 5, 2023 (29 days) · Affiliated broker-dealer or bank to another
- A•••••••• M•••• R••••• left L•• F•••••••• L•• for G••••••• W••••• M••••••••• (registered 2025-09-02)Sep 2, 2025 · Advisor changed firm · fact
- A•••••••• M•••• R••••• left G•••• P•••• A•••••••• L•• for L•• F•••••••• L•• (registered 2023-04-05)Mar 7, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address