RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Z•••• Y•
- S••••• W••••• A•••••••• I••• no RAUM currentsince Jan 7, 2026 · Irvine, Ca
- E••••• J•••• national BDOct 24, 2023 to Dec 10, 2025 · Chino Hills, Ca
- T••••••••• A•••••••• L•• independent RIAFeb 14, 2022 to Sep 11, 2023 · Monrovia, Ca
- E••••• J•••• to S••••• W••••• A•••••••• I•••left Dec 10, 2025, registered Jan 7, 2026 (28 days) · Other
- T••••••••• A•••••••• L•• to E••••• J••••left Sep 11, 2023, registered Oct 24, 2023 (43 days) · RIA to affiliated broker-dealer or bank
- Zupei Yu left Edward Jones for Schwab Wealth Advisory, Inc. (registered 2026-01-07)Dec 10, 2025 · Advisor changed firm · fact
- Zupei Yu left Transglobal Advisory, Llc for Edward Jones (registered 2023-10-24)Sep 11, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address