RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• V••••• G••••
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Apr 6, 2026 · Plano, Tx
- F••••• I••••••••• independent RIASep 9, 2024 to Mar 18, 2026 · Plano, Tx
- C•••••••• G••••• M•••••• I••• BD affiliatedDec 20, 2023 to Sep 2, 2024 · O'Fallon, Mo
- F••••• I••••••••• to A••••• A•• P••••••• S•••••••left Mar 18, 2026, registered Apr 6, 2026 (19 days) · RIA to affiliated broker-dealer or bank · moved with a team
- C•••••••• G••••• M•••••• I••• to F••••• I•••••••••left Sep 2, 2024, registered Sep 9, 2024 (7 days) · Affiliated broker-dealer or bank to independent RIA
- D•••• V••••• G•••• left F••••• I••••••••• for A••••• A•• P••••••• S••••••• (registered 2026-04-06)Mar 18, 2026 · Advisor changed firm · fact
- D•••• V••••• G•••• left C•••••••• G••••• M•••••• I••• for F••••• I••••••••• (registered 2024-09-09)Sep 2, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address