RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• D••••••
- G•••••••• F•••••••• A•••••••• L•• institutional currentsince Jul 11, 2023 · New York, Ny
- F••••••• L•• formerJan 30, 2023 to May 19, 2023 · Burnsville, Mn
- A••••••••• L••• otherMay 20, 2022 to Jan 19, 2023 · New York, Ny
- F••••••• L•• to G•••••••• F•••••••• A•••••••• L••left May 19, 2023, registered Jul 11, 2023 (53 days) · Other
- A••••••••• L••• to F••••••• L••left Jan 19, 2023, registered Jan 30, 2023 (11 days) · Other
- M•••••• D•••••• left F••••••• L•• for G•••••••• F•••••••• A•••••••• L•• (registered 2023-07-11)May 19, 2023 · Advisor changed firm · fact
- M•••••• D•••••• left A••••••••• L••• for F••••••• L•• (registered 2023-01-30)Jan 19, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address