RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• C• M•••••
- R•• C•••••• M••••••• L•• national BD currentsince Aug 6, 2026 · Arlington, Va
- M••••• S•••••• wirehouseAug 30, 2024 to Aug 6, 2026 · Washington, Dc
- C••••••• M••••••••• I••••••••• A•••••••• L•• asset managerOct 4, 2022 to May 5, 2024 · Boston, Ma
- M••••• S•••••• to R•• C•••••• M••••••• L••left Aug 6, 2026, registered Aug 6, 2026 (0 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- C••••••• M••••••••• I••••••••• A•••••••• L•• to M••••• S••••••left May 5, 2024, registered Aug 30, 2024 (117 days) · Other
- A••••• C• M••••• left M••••• S•••••• for R•• C•••••• M••••••• L•• (registered 2026-08-06)Aug 6, 2026 · Advisor changed firm · fact
- A••••• C• M••••• left C••••••• M••••••••• I••••••••• A•••••••• L•• for M••••• S•••••• (registered 2024-08-30)May 5, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address