RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••• M•••• M••••••
- L•• F•••••••• L•• BD affiliated currentsince Jan 30, 2026 · Livingston, Mt
- A••••••• F•••••••• A•••••••• L•• BD affiliatedMay 5, 2025 to Aug 7, 2025 · Bozeman, Mt
- W•••• F•••• A••••••• wirehouseMay 3, 2023 to Jul 25, 2023 · Bozeman, Mt
- A••••••• F•••••••• A•••••••• L•• to L•• F•••••••• L••left Aug 7, 2025, registered Jan 30, 2026 (176 days) · Affiliated broker-dealer or bank to another
- W•••• F•••• A••••••• to A••••••• F•••••••• A•••••••• L••left Jul 25, 2023, registered May 5, 2025 (650 days) · Wirehouse to affiliated broker-dealer or bank
- K•••••• M•••• M•••••• left A••••••• F•••••••• A•••••••• L•• for L•• F•••••••• L•• (registered 2026-01-30)Aug 7, 2025 · Advisor changed firm · fact
- K•••••• M•••• M•••••• left W•••• F•••• A••••••• for A••••••• F•••••••• A•••••••• L•• (registered 2025-05-05)Jul 25, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address