RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• L•••••••
- K•• I••••••••• S••••••• L•• BD affiliated currentsince May 13, 2026 · Lakewood, Oh
- P•• W••••• M••••••••• BD affiliatedOct 18, 2024 to May 6, 2026 · Lakewood, Oh
- P•••• S••••••••• L•• no RAUMMar 21, 2024 to Oct 15, 2024 · Columbus, Oh
- P•• W••••• M••••••••• to K•• I••••••••• S••••••• L••left May 6, 2026, registered May 13, 2026 (7 days) · Affiliated broker-dealer or bank to another
- P•••• S••••••••• L•• to P•• W••••• M•••••••••left Oct 15, 2024, registered Oct 18, 2024 (3 days) · Affiliated broker-dealer or bank to another
- G•••••• L••••••• left P•• W••••• M••••••••• for K•• I••••••••• S••••••• L•• (registered 2026-05-13)May 6, 2026 · Advisor changed firm · fact
- G•••••• L••••••• left P•••• S••••••••• L•• for P•• W••••• M••••••••• (registered 2024-10-18)Oct 15, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address