DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Harrison Aaron Graham

LPL Financial LLCBD affiliatedUmatilla, Fl dual registrantIAPD 7554126

Certified Financial Planner

Feed of 09/14/2026

At current firm

0 y

since May 8, 2026

In the industry

10 y

since Sep 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since May 8, 2026 · Southbury, Ct
Kestra Advisory Services, LLC BD affiliated
Nov 25, 2024 to May 13, 2026 · Southbury, Ct
Commonwealth Financial Network national BD
May 16, 2024 to Nov 22, 2024 · Glastonbury, Ct
Raymond James Financial Services Advisors, Inc BD affiliated
Oct 11, 2022 to May 21, 2024 · Dallas, Tx

Moves

a registration end followed by a registration begin elsewhere

Kestra Advisory Services, LLC to LPL Financial LLC
left May 13, 2026, registered May 8, 2026 (-5 days) · Affiliated broker-dealer or bank to another
Commonwealth Financial Network to Kestra Advisory Services, LLC
left Nov 22, 2024, registered Nov 25, 2024 (3 days) · Affiliated broker-dealer or bank to another
Raymond James Financial Services Advisors, Inc to Commonwealth Financial Network
left May 21, 2024, registered May 16, 2024 (-5 days) · Affiliated broker-dealer or bank to another

Signals

Harrison Aaron Graham left Kestra Advisory Services, Llc for Lpl Financial Llc (registered 2026-05-08)
May 13, 2026 · Advisor changed firm · fact
Harrison Aaron Graham left Commonwealth Financial Network for Kestra Advisory Services, Llc (registered 2024-11-25)
Nov 22, 2024 · Advisor changed firm · fact
Harrison Aaron Graham left Raymond James Financial Services Advisors, Inc for Commonwealth Financial Network (registered 2024-05-16)
May 21, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address