DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

W•••••• S•••••••••

M••••• S••••••wirehouseChesterfield, Modual registrantIAPD 7561637

Feed of 09/14/2026

Also filed as W•••••• Andrew S•••••••••

At current firm

0 y

since May 14, 2026

In the industry

12 y

since May 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• S•••••• wirehouse current
since May 14, 2026 · Chesterfield, Mo
U•• F•••••••• S••••••• I••• wirehouse
Nov 30, 2023 to May 6, 2026 · Chesterfield, Mo
M••••• S•••••• wirehouse
May 2, 2023 to Dec 15, 2023 · Chesterfield, Mo
S••••••• F•••••••• S•••••••• I••• former
Dec 6, 2022 to Jan 24, 2023 · St. Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

U•• F•••••••• S••••••• I••• to M••••• S••••••
left May 6, 2026, registered May 14, 2026 (8 days) · Wirehouse to wirehouse
M••••• S•••••• to U•• F•••••••• S••••••• I•••
left Dec 15, 2023, registered Nov 30, 2023 (-15 days) · Wirehouse to wirehouse · moved with a team
S••••••• F•••••••• S•••••••• I••• to M••••• S••••••
left Jan 24, 2023, registered May 2, 2023 (98 days) · RIA to wirehouse

Signals

W•••••• S••••••••• left U•• F•••••••• S••••••• I••• for M••••• S•••••• (registered 2026-05-14)
May 6, 2026 · Advisor changed firm · fact
W•••••• S••••••••• left M••••• S•••••• for U•• F•••••••• S••••••• I••• (registered 2023-11-30)
Dec 15, 2023 · Advisor changed firm · fact
W•••••• S••••••••• left S••••••• F•••••••• S•••••••• I••• for M••••• S•••••• (registered 2023-05-02)
Jan 24, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address