RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• C•••••• E••••
- W•••• F•••• A••••••• wirehouse currentsince Jan 6, 2026 · Austin, Tx
- S••••• I••••••••• A•••••••• L•• BD affiliatedSep 2, 2025 to Dec 11, 2025 · St. Louis, Mo
- S••••• I••••••••• A•••••••• L•• to W•••• F•••• A•••••••left Dec 11, 2025, registered Jan 6, 2026 (26 days) · Affiliated broker-dealer or bank to wirehouse
- D•••• C•••••• E•••• left S••••• I••••••••• A•••••••• L•• for W•••• F•••• A••••••• (registered 2026-01-06)Dec 11, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address