RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- L•• F•••••••• L•• BD affiliated currentsince May 11, 2026 · Tampa, Fl
- E••••• J•••• national BDJun 22, 2023 to May 12, 2026 · Tampa, Fl
- F•••• C•••••• A••••••• S••••••• BD affiliatedNov 4, 2022 to Apr 4, 2023 · Fort Worth, Tx
- E••••• J•••• to L•• F•••••••• L••left May 12, 2026, registered May 11, 2026 (-1 days) · Affiliated broker-dealer or bank to another
- F•••• C•••••• A••••••• S••••••• to E••••• J••••left Apr 4, 2023, registered Jun 22, 2023 (79 days) · Affiliated broker-dealer or bank to another
- S••••• B•••••• left E••••• J•••• for L•• F•••••••• L•• (registered 2026-05-11)May 12, 2026 · Advisor changed firm · fact
- S••••• B•••••• left F•••• C•••••• A••••••• S••••••• for E••••• J•••• (registered 2023-06-22)Apr 4, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address