RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••••• C••••• C••••
- M••••• S•••••• wirehouse currentsince Mar 25, 2026 · New York, Ny
- J••• M••••• S••••••••• L•• wirehouseJan 26, 2024 to Mar 3, 2026 · New York, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 19, 2023 to Sep 29, 2023 · Miami, Fl
- J••• M••••• S••••••••• L•• to M••••• S••••••left Mar 3, 2026, registered Mar 25, 2026 (22 days) · Wirehouse to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Sep 29, 2023, registered Jan 26, 2024 (119 days) · Wirehouse to wirehouse · moved with a team
- D••••••• C••••• C•••• left J••• M••••• S••••••••• L•• for M••••• S•••••• (registered 2026-03-25)Mar 3, 2026 · Advisor changed firm · fact
- D••••••• C••••• C•••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for J••• M••••• S••••••••• L•• (registered 2024-01-26)Sep 29, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address