RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- F••••• I••••••••• independent RIA currentsince Apr 15, 2026 · Tampa, Fl
- S•••••••• A••••••• L•• national BDSep 3, 2025 to Apr 17, 2026 · Greenville, De
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 31, 2023 to Apr 8, 2025 · New York, Ny
- S•••••••• A••••••• L•• to F••••• I•••••••••left Apr 17, 2026, registered Apr 15, 2026 (-2 days) · Affiliated broker-dealer or bank to independent RIA
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••••••• A••••••• L••left Apr 8, 2025, registered Sep 3, 2025 (148 days) · Wirehouse to affiliated broker-dealer or bank
- D••••• N• K••••• left S•••••••• A••••••• L•• for F••••• I••••••••• (registered 2026-04-15)Apr 17, 2026 · Advisor changed firm · fact
- D••••• N• K••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for S•••••••• A••••••• L•• (registered 2025-09-03)Apr 8, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address