RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• B••••
- W•••• F•••• A••••••• wirehouse currentsince Aug 3, 2026 · Fort Worth, Tx
- E••••• J•••• national BDMar 21, 2024 to Jul 27, 2026 · St. Louis, Mo
- F••••••• P••••••• A•• W•••••••• A••••••• formerAug 15, 2023 to Mar 20, 2024 · Westlake, Tx
- E••••• J•••• to W•••• F•••• A•••••••left Jul 27, 2026, registered Aug 3, 2026 (7 days) · Affiliated broker-dealer or bank to wirehouse
- F••••••• P••••••• A•• W•••••••• A••••••• to E••••• J••••left Mar 20, 2024, registered Mar 21, 2024 (1 days) · Affiliated broker-dealer or bank to another · moved with a team
- D•••• B•••• left E••••• J•••• for W•••• F•••• A••••••• (registered 2026-08-03)Jul 27, 2026 · Advisor changed firm · fact
- D•••• B•••• left F••••••• P••••••• A•• W•••••••• A••••••• for E••••• J•••• (registered 2024-03-21)Mar 20, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address