DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••••• D•••••

E•••••• A••••••• G••••• L••BD affiliatedMeridian, Id dual registrantIAPD 7606272

Feed of 09/14/2026

Also filed as C•••••• J D•••••

At current firm

0 y

since Jun 15, 2026

In the industry

14 y

since Jan 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• A••••••• G••••• L•• BD affiliated current
since Jun 15, 2026 · Greenwood Village, Co
R• I••••••••• M••••••••• L•• independent RIA
Aug 27, 2025 to Jan 22, 2026 · Eagle, Id
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jun 13, 2024 to Jul 22, 2025 · Boise, Id
O•••• W•••••• I••• BD affiliated
Oct 23, 2023 to Apr 17, 2024 · Eagle, Id

Moves

a registration end followed by a registration begin elsewhere

R• I••••••••• M••••••••• L•• to E•••••• A••••••• G••••• L••
left Jan 22, 2026, registered Jun 15, 2026 (144 days) · RIA to affiliated broker-dealer or bank
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R• I••••••••• M••••••••• L••
left Jul 22, 2025, registered Aug 27, 2025 (36 days) · Wirehouse to independent RIA
O•••• W•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Apr 17, 2024, registered Jun 13, 2024 (57 days) · Affiliated broker-dealer or bank to wirehouse

Signals

C•••••• D••••• left R• I••••••••• M••••••••• L•• for E•••••• A••••••• G••••• L•• (registered 2026-06-15)
Jan 22, 2026 · Advisor changed firm · fact
C•••••• D••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for R• I••••••••• M••••••••• L•• (registered 2025-08-27)
Jul 22, 2025 · Advisor changed firm · fact
C•••••• D••••• left O•••• W•••••• I••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2024-06-13)
Apr 17, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address