RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• S• D•••••
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Aug 18, 2026 · Dallas, Tx
- E•••• • Y•••• I••••••••• A••••••• L•• no RAUMMay 8, 2024 to May 19, 2026 · Morganville, Nj
- E•••••••• A•••••••• L•• national BDNov 14, 2022 to Sep 12, 2023 · Edison, Nj
- E•••• • Y•••• I••••••••• A••••••• L•• to A••••• A•• P••••••• S•••••••left May 19, 2026, registered Aug 18, 2026 (91 days) · Other
- E•••••••• A•••••••• L•• to E•••• • Y•••• I••••••••• A••••••• L••left Sep 12, 2023, registered May 8, 2024 (239 days) · Other
- C•••• S• D••••• left E•••• • Y•••• I••••••••• A••••••• L•• for A••••• A•• P••••••• S••••••• (registered 2026-08-18)May 19, 2026 · Advisor changed firm · fact
- C•••• S• D••••• left E•••••••• A•••••••• L•• for E•••• • Y•••• I••••••••• A••••••• L•• (registered 2024-05-08)Sep 12, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address