RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••• N••••• S••••••
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Jul 17, 2026 · Frisco, Tx
- C•••••••• W••••• M••••••••• L•• state registeredDec 21, 2025 to Feb 6, 2026 · Rockwall, Tx
- F••••• I••••••••• independent RIAJul 18, 2024 to Dec 17, 2025 · Plano, Tx
- C•••••••• W••••• M••••••••• L•• to A••••• A•• P••••••• S•••••••left Feb 6, 2026, registered Jul 17, 2026 (161 days) · Other
- F••••• I••••••••• to C•••••••• W••••• M••••••••• L••left Dec 17, 2025, registered Dec 21, 2025 (4 days) · RIA to a state-registered adviser
- T•••• N••••• S•••••• left C•••••••• W••••• M••••••••• L•• for A••••• A•• P••••••• S••••••• (registered 2026-07-17)Feb 6, 2026 · Advisor changed firm · fact
- T•••• N••••• S•••••• left F••••• I••••••••• for C•••••••• W••••• M••••••••• L•• (registered 2025-12-21)Dec 17, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address