DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
At current firm
1 y
since Oct 11, 2024
In the industry
10 y
since Jun 1, 2016 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Fisher Investments independent RIA currentsince Oct 11, 2024 · Plano, Tx
- Goldman Sachs Wealth Services, L.P. BD affiliatedJan 24, 2023 to Oct 4, 2024 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- Goldman Sachs Wealth Services, L.P. to Fisher Investmentsleft Oct 4, 2024, registered Oct 11, 2024 (7 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
Signals
- Emmanuel O Ajayi left Goldman Sachs Wealth Services, L.P. for Fisher Investments (registered 2024-10-11)Oct 4, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address