RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• L•••••••
- N••••••••• M••••• I••••••••• S••••••••• no RAUM currentsince Nov 19, 2025 · Troy, Mi
- G••••• R•••••• R••••••••• L•• independent RIAJul 23, 2024 to Sep 13, 2025 · Dublin, Oh
- E••••• J•••• national BDNov 9, 2022 to Jun 7, 2024 · St Louis, Mo
- G••••• R•••••• R••••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••left Sep 13, 2025, registered Nov 19, 2025 (67 days) · Other
- E••••• J•••• to G••••• R•••••• R••••••••• L••left Jun 7, 2024, registered Jul 23, 2024 (46 days) · Affiliated broker-dealer or bank to independent RIA
- G•••••• L••••••• left G••••• R•••••• R••••••••• L•• for N••••••••• M••••• I••••••••• S••••••••• (registered 2025-11-19)Sep 13, 2025 · Advisor changed firm · fact
- G•••••• L••••••• left E••••• J•••• for G••••• R•••••• R••••••••• L•• (registered 2024-07-23)Jun 7, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address