RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• P•••••••
- P•• W••••• M••••••••• BD affiliated currentsince Jul 31, 2025 · Lapeer, Mi
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 19, 2024 to Jul 24, 2025 · Bloomfield Hills, Mi
- H••••••••• F•••••••• A••••••• BD affiliatedAug 1, 2023 to Jul 8, 2024 · Waterford, Mi
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P•• W••••• M•••••••••left Jul 24, 2025, registered Jul 31, 2025 (7 days) · Wirehouse to affiliated broker-dealer or bank
- H••••••••• F•••••••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 8, 2024, registered Jul 19, 2024 (11 days) · Affiliated broker-dealer or bank to wirehouse
- M••• P••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for P•• W••••• M••••••••• (registered 2025-07-31)Jul 24, 2025 · Advisor changed firm · fact
- M••• P••••••• left H••••••••• F•••••••• A••••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2024-07-19)Jul 8, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address