DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Michael D. Nguyen

Strategic Advisers LLCnational BDSugar Land, Tx dual registrantIAPD 7632333

Feed of 09/14/2026

Also filed as Micheal Duc Nguyen

At current firm

0 y

since Feb 17, 2026

In the industry

11 y

since Jan 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Strategic Advisers LLC national BD current
since Feb 17, 2026 · Sugar Land, Tx
J.P. Morgan Securities LLC wirehouse
Feb 4, 2025 to Jan 21, 2026 · Houston, Tx
Catalyst Wealth Management LLC independent RIA
Apr 19, 2024 to Nov 19, 2024 · Houston, Tx
Gwn Securities Inc. BD affiliated
Nov 28, 2022 to Apr 16, 2024 · Palm Beach Gardens, Fl

Moves

a registration end followed by a registration begin elsewhere

J.P. Morgan Securities LLC to Strategic Advisers LLC
left Jan 21, 2026, registered Feb 17, 2026 (27 days) · Wirehouse to affiliated broker-dealer or bank
Catalyst Wealth Management LLC to J.P. Morgan Securities LLC
left Nov 19, 2024, registered Feb 4, 2025 (77 days) · RIA to wirehouse
Gwn Securities Inc. to Catalyst Wealth Management LLC
left Apr 16, 2024, registered Apr 19, 2024 (3 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team

Signals

Michael D. Nguyen left J.P. Morgan Securities Llc for Strategic Advisers Llc (registered 2026-02-17)
Jan 21, 2026 · Advisor changed firm · fact
Michael D. Nguyen left Catalyst Wealth Management Llc for J.P. Morgan Securities Llc (registered 2025-02-04)
Nov 19, 2024 · Advisor changed firm · fact
Michael D. Nguyen left Gwn Securities Inc. for Catalyst Wealth Management Llc (registered 2024-04-19)
Apr 16, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address