DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• V••••••

S•••• F••• I••••••••• M••••••••• C••••asset managerAnchorage, Akdual registrantIAPD 7644050

Feed of 09/14/2026

Also filed as Mike V••••••

At current firm

1 y

since Aug 15, 2025

In the industry

10 y

since Apr 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••• F••• I••••••••• M••••••••• C•••• asset manager current
since Aug 15, 2025 · Anchorage, Ak
C••• A••••••• S•••••••• L•• state registered
Jul 15, 2024 to Oct 8, 2024 · Anchorage, Ak
A••••••••• F•••••••• S•••••••• L•• national BD
Aug 16, 2023 to Apr 10, 2024 · Anchorage, Ak
T• R••• P•••• A••••••• S•••••••• I••• BD affiliated
Dec 19, 2022 to Aug 17, 2023 · Colorado Springs, Co

Moves

a registration end followed by a registration begin elsewhere

C••• A••••••• S•••••••• L•• to S•••• F••• I••••••••• M••••••••• C••••
left Oct 8, 2024, registered Aug 15, 2025 (311 days) · Other
A••••••••• F•••••••• S•••••••• L•• to C••• A••••••• S•••••••• L••
left Apr 10, 2024, registered Jul 15, 2024 (96 days) · Affiliated broker-dealer or bank to a state-registered adviser
T• R••• P•••• A••••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••
left Aug 17, 2023, registered Aug 16, 2023 (-1 days) · RIA to affiliated broker-dealer or bank

Signals

M•••••• V•••••• left C••• A••••••• S•••••••• L•• for S•••• F••• I••••••••• M••••••••• C•••• (registered 2025-08-15)
Oct 8, 2024 · Advisor changed firm · fact
M•••••• V•••••• left A••••••••• F•••••••• S•••••••• L•• for C••• A••••••• S•••••••• L•• (registered 2024-07-15)
Apr 10, 2024 · Advisor changed firm · fact
M•••••• V•••••• left T• R••• P•••• A••••••• S•••••••• I••• for A••••••••• F•••••••• S•••••••• L•• (registered 2023-08-16)
Aug 17, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Asset manager (funds and pooled vehicles)derived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address