DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• W•••••• E•••••

M•••••• C•••••• M•••••••••independent RIAM••••••, PaIA-onlyIAPD 76519

Feed of 09/14/2026

Also filed as J••• W E•••••

At current firm

2 y

since Aug 6, 2024

In the industry

46 y

since Nov 14, 1979 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• C•••••• M••••••••• independent RIA current
since Aug 6, 2024 · M••••••, Pa
L•• F•••••••• L•• BD affiliated
Jun 10, 2013 to Aug 14, 2024 · King Of Prussia, Pa
E••••• J•••• national BD
Mar 18, 2013 to May 1, 2013 · St Louis, Mo
W•••• F•••• A••••••• wirehouse
Mar 31, 2009 to Jun 16, 2011 · Bryn Mawr, Pa
C••••• I••••••••• S••••••• L•• former
Dec 14, 2005 to Jun 25, 2007 · M••••••, Pa
Q•••• • R•••••• I••• unclassified
Dec 11, 2002 to Apr 16, 2004 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to M•••••• C•••••• M•••••••••
left Aug 14, 2024, registered Aug 6, 2024 (-8 days) · Affiliated broker-dealer or bank to independent RIA
E••••• J•••• to L•• F•••••••• L••
left May 1, 2013, registered Jun 10, 2013 (40 days) · Other
W•••• F•••• A••••••• to E••••• J••••
left Jun 16, 2011, registered Mar 18, 2013 (641 days) · Wirehouse to affiliated broker-dealer or bank
C••••• I••••••••• S••••••• L•• to W•••• F•••• A•••••••
left Jun 25, 2007, registered Mar 31, 2009 (645 days) · Other
Q•••• • R•••••• I••• to C••••• I••••••••• S••••••• L••
left Apr 16, 2004, registered Dec 14, 2005 (607 days) · Other

Signals

J••• W•••••• E••••• left L•• F•••••••• L•• for M•••••• C•••••• M••••••••• (registered 2024-08-06)
Aug 14, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 46derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address