RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• B•••••• L•••••
- P••••••• W••••• G••••• L•• independent RIA currentsince Mar 4, 2025 · Provo, Ut
- O•••••• P•••• F••••••••• L•• independent RIAFeb 12, 2024 to Oct 28, 2024 · Sandy, Ut
- E••••• J•••• national BDJan 13, 2023 to Feb 5, 2024 · St Louis, Mo
- O•••••• P•••• F••••••••• L•• to P••••••• W••••• G••••• L••left Oct 28, 2024, registered Mar 4, 2025 (127 days) · RIA to RIA
- E••••• J•••• to O•••••• P•••• F••••••••• L••left Feb 5, 2024, registered Feb 12, 2024 (7 days) · Affiliated broker-dealer or bank to independent RIA
- A•••• B•••••• L••••• left O•••••• P•••• F••••••••• L•• for P••••••• W••••• G••••• L•• (registered 2025-03-04)Oct 28, 2024 · Advisor changed firm · fact
- A•••• B•••••• L••••• left E••••• J•••• for O•••••• P•••• F••••••••• L•• (registered 2024-02-12)Feb 5, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address