DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A•••• J•••• H•••••

S••••• W••••• A•••••••• I•••no RAUMEdina, Mndual registrantIAPD 7659596

Certified Financial Planner

Feed of 09/14/2026

Also filed as A•••• J•••• H•••••

At current firm

0 y

since Jan 30, 2026

In the industry

10 y

since Sep 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••• W••••• A•••••••• I••• no RAUM current
since Jan 30, 2026 · Edina, Mn
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Oct 18, 2024 to Oct 21, 2025 · Minneapolis, Mn
C• I••••••••• L•• independent RIA
Feb 6, 2024 to Mar 28, 2024 · Auburn, In
C•••••• L•• independent RIA
Jan 1, 2023 to Jan 2, 2024 · Rockford, Il

Moves

a registration end followed by a registration begin elsewhere

N••••••••• M••••• I••••••••• S••••••••• to S••••• W••••• A•••••••• I•••
left Oct 21, 2025, registered Jan 30, 2026 (101 days) · Other
C• I••••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••
left Mar 28, 2024, registered Oct 18, 2024 (204 days) · Other
C•••••• L•• to C• I••••••••• L••
left Jan 2, 2024, registered Feb 6, 2024 (35 days) · RIA to RIA

Signals

A•••• J•••• H••••• left N••••••••• M••••• I••••••••• S••••••••• for S••••• W••••• A•••••••• I••• (registered 2026-01-30)
Oct 21, 2025 · Advisor changed firm · fact
A•••• J•••• H••••• left C• I••••••••• L•• for N••••••••• M••••• I••••••••• S••••••••• (registered 2024-10-18)
Mar 28, 2024 · Advisor changed firm · fact
A•••• J•••• H••••• left C•••••• L•• for C• I••••••••• L•• (registered 2024-02-06)
Jan 2, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address