RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•• L••• J••••••
- P•••••••• A••••••• national BD currentsince Apr 24, 2026 · Stafford, Tx
- T•• F•••••••• A••••••• independent RIAJan 4, 2024 to Sep 30, 2025 · Greenville, Sc
- P•••••••• A••••••• national BDApr 6, 2023 to Jan 2, 2024 · Houston, Tx
- T•• F•••••••• A••••••• to P•••••••• A•••••••left Sep 30, 2025, registered Apr 24, 2026 (206 days) · RIA to affiliated broker-dealer or bank
- P•••••••• A••••••• to T•• F•••••••• A•••••••left Jan 2, 2024, registered Jan 4, 2024 (2 days) · Affiliated broker-dealer or bank to independent RIA
- J•• L••• J•••••• left T•• F•••••••• A••••••• for P•••••••• A••••••• (registered 2026-04-24)Sep 30, 2025 · Advisor changed firm · fact
- J•• L••• J•••••• left P•••••••• A••••••• for T•• F•••••••• A••••••• (registered 2024-01-04)Jan 2, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address