RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• A••••
- O•••• W•••••• I••• BD affiliated currentsince Feb 4, 2026 · Fort Atkinson, Wi
- T••••••• I••••••••• M••••••••• I••• BD affiliatedOct 30, 2024 to Sep 18, 2025 · Janesville, Wi
- E••••• J•••• national BDFeb 10, 2023 to Oct 28, 2024 · Evansville, Wi
- T••••••• I••••••••• M••••••••• I••• to O•••• W•••••• I•••left Sep 18, 2025, registered Feb 4, 2026 (139 days) · Affiliated broker-dealer or bank to another
- E••••• J•••• to T••••••• I••••••••• M••••••••• I•••left Oct 28, 2024, registered Oct 30, 2024 (2 days) · Affiliated broker-dealer or bank to another
- J•••• A•••• left T••••••• I••••••••• M••••••••• I••• for O•••• W•••••• I••• (registered 2026-02-04)Sep 18, 2025 · Advisor changed firm · fact
- J•••• A•••• left E••••• J•••• for T••••••• I••••••••• M••••••••• I••• (registered 2024-10-30)Oct 28, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address