RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••••• T••••• G•••••
- P•••••• A•••••• G••••• L•• BD affiliated currentsince Jun 26, 2026 · Morristown, Nj
- M•••••• A•••••• N•••••• BD affiliatedApr 20, 2026 to Jun 26, 2026 · Grass Valley, Ca
- E••••• J•••• national BDApr 4, 2023 to Apr 17, 2026 · Grass Valley, Ca
- M•••••• A•••••• N•••••• to P•••••• A•••••• G••••• L••left Jun 26, 2026, registered Jun 26, 2026 (0 days) · corporate re-registration, not a move
- E••••• J•••• to M•••••• A•••••• N••••••left Apr 17, 2026, registered Apr 20, 2026 (3 days) · Affiliated broker-dealer or bank to another
- G••••• T••••• G••••• left E••••• J•••• for M•••••• A•••••• N•••••• (registered 2026-04-20)Apr 17, 2026 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address