X•••••• L•

W•••• F•••• A•••••••wirehouseSeattle, Wa dual registrantIAPD 7688542

Feed of 09/14/2026

Also filed as M••••• L•

At current firm

0 y

since Mar 16, 2026

In the industry

14 y

since Sep 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Mar 16, 2026 · Bellevue, Wa
L•• F•••••••• L•• BD affiliated
Sep 29, 2025 to Mar 26, 2026 · Lynnwood, Wa
E••••• J•••• national BD
Apr 26, 2024 to Sep 30, 2025 · St. Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to W•••• F•••• A•••••••
left Mar 26, 2026, registered Mar 16, 2026 (-10 days) · Affiliated broker-dealer or bank to wirehouse
E••••• J•••• to L•• F•••••••• L••
left Sep 30, 2025, registered Sep 29, 2025 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team

Signals

••• Locked
Mar 26, 2026 · Advisor changed firm · fact
••• Locked
Sep 30, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address