RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• D• M••••••
- A• W••••• M••••••••• L•• BD affiliated currentsince Oct 30, 2024 · Tampa, Fl
- F••••• I••••••••• independent RIAApr 10, 2024 to Jun 3, 2024 · Tampa, Fl
- A• W••••• M••••••••• L•• BD affiliatedMar 13, 2023 to Feb 2, 2024 · Tampa, Fl
- F••••• I••••••••• to A• W••••• M••••••••• L••left Jun 3, 2024, registered Oct 30, 2024 (149 days) · RIA to RIA
- A• W••••• M••••••••• L•• to F••••• I•••••••••left Feb 2, 2024, registered Apr 10, 2024 (68 days) · Affiliated broker-dealer or bank to independent RIA
- R•••••• D• M•••••• left F••••• I••••••••• for A• W••••• M••••••••• L•• (registered 2024-10-30)Jun 3, 2024 · Advisor changed firm · fact
- R•••••• D• M•••••• left A• W••••• M••••••••• L•• for F••••• I••••••••• (registered 2024-04-10)Feb 2, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address