RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• G•••••
- W•••• F•••• A••••••• wirehouse currentsince Aug 14, 2025 · Baton Rouge, La
- M••••• S•••••• wirehouseJun 12, 2024 to Aug 18, 2025 · Baton Rouge, La
- C••• L•• BD affiliatedOct 26, 2023 to May 20, 2024 · Omaha, Ne
- M••••• S•••••• to W•••• F•••• A•••••••left Aug 18, 2025, registered Aug 14, 2025 (-4 days) · Wirehouse to wirehouse · moved with a team
- C••• L•• to M••••• S••••••left May 20, 2024, registered Jun 12, 2024 (23 days) · Affiliated broker-dealer or bank to wirehouse
- G•••••• G••••• left M••••• S•••••• for W•••• F•••• A••••••• (registered 2025-08-14)Aug 18, 2025 · Advisor changed firm · fact
- G•••••• G••••• left C••• L•• for M••••• S•••••• (registered 2024-06-12)May 20, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address