RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• T• L••••
- V••• F•••••••• A•••••••• I••• BD affiliated currentsince Apr 15, 2026 · Boston, Ma
- S••••••• P•••••• A•••••••• L••• institutionalSep 24, 2024 to Apr 13, 2026 · Wakefield, Ma
- E•••••••• A•••••••• L•• national BDNov 8, 2023 to Sep 11, 2024 · Wellesley, Ma
- S••••••• P•••••• A•••••••• L••• to V••• F•••••••• A•••••••• I•••left Apr 13, 2026, registered Apr 15, 2026 (2 days) · Other
- E•••••••• A•••••••• L•• to S••••••• P•••••• A•••••••• L•••left Sep 11, 2024, registered Sep 24, 2024 (13 days) · Other
- D•••• T• L•••• left S••••••• P•••••• A•••••••• L••• for V••• F•••••••• A•••••••• I••• (registered 2026-04-15)Apr 13, 2026 · Advisor changed firm · fact
- D•••• T• L•••• left E•••••••• A•••••••• L•• for S••••••• P•••••• A•••••••• L••• (registered 2024-09-24)Sep 11, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address